Sub-Broker

• Led risk department, overseeing portfolio monitoring, margin calls, and regulatory compliance to mitigate risks.

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• Managed a team of 10 to acquire and onboard clients, resolve issues, provide investment education, assist with trades, and support retirement planning.

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• Supported multi-asset class portfolio management and sell-side analysis in equity and derivatives to optimize portfolio performance.

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• Streamlined risk management processes, educated 800 people on trading and swing trading strategies, and drove trade volume and client activity ratios.